SOC 2 compliance, managed security, and reliable communications for Ohio banks, RIAs, credit unions, and wealth management firms.
Get a Free Stack Audit →Enterprise clients and institutional allocators increasingly require SOC 2, FINRA, or SEC cybersecurity controls before signing.
Most small-to-mid-size financial firms rely on a part-time IT contractor with no formal controls, monitoring, or audit trail.
Financial firms are prime ransomware targets. Without 24/7 SOC monitoring, breaches often go undetected for months.
Advisors working from home, client sites, or traveling create uncontrolled access points that bypass network security.
Insurers are demanding proof of active controls — MFA, endpoint detection, monitoring — as a condition of coverage renewal.
We manage the entire SOC 2 journey — gap assessment, control implementation, automated evidence collection, and auditor liaison — from start to certification.
Financial services-tuned detection rules, sub-1-hour mean response time, and monthly board-ready security reports.
Secure access for advisors working remotely — consistent policy enforcement regardless of device or location.
Regulatory-compliant phone systems with call recording, archiving, and retrieval — built for SEC and FINRA requirements.
Financial services firms face a unique combination of pressures: strict data security regulations, high call volume with complex routing requirements, geographic redundancy obligations for disaster recovery, and aggressive auditors who want to see documented evidence — not verbal assurances. Most national carriers can't help you with any of that. We can.
We've helped Ohio financial firms achieve SOC 2 Type II readiness, pass FINRA cybersecurity examinations, implement GLBA-compliant security programs, and replace aging phone systems with hosted VoIP that handles branch offices, remote advisors, and compliance call recording — all in one platform.
FINRA-required call recording with access-controlled retrieval, retention policies, and tamper-evident audit logs — configured correctly from day one.
We design networks with Ohio-based failover so your operations continue even when a primary data center or carrier circuit fails — satisfying business continuity requirements for regulated entities.
Documented security controls, risk assessments, and vendor management documentation that satisfy Gramm-Leach-Bliley Act requirements and streamline your annual compliance reviews.
SD-WAN connects branch offices, advisor locations, and back-office operations on a unified network — with centralized monitoring and policy enforcement across all sites.
Yes. We configure hosted VoIP with compliant call recording that includes access controls, defined retention periods, and tamper-evident audit logs. We can also integrate with third-party compliance archiving platforms if your firm already uses one.
We implement the technical security controls required for SOC 2 Trust Service Criteria — access controls, encryption, monitoring, incident response, and availability SLAs — and provide the documentation your auditor needs to validate them. Many of our financial services clients have passed their first SOC 2 audit using controls we implemented and documented.
Yes. We design layered redundancy: dual-carrier internet failover at each location, cloud-based phone system that survives any single site failure, and Ohio-based data center connectivity for backup and recovery. We also document your RTO/RPO commitments in writing for your regulators.
That's exactly the kind of engagement we specialize in. We handle carrier relationships, network design, and ongoing management across all Ohio locations — giving your IT team a single point of accountability instead of dealing with multiple carrier contracts and support queues.
A free security assessment shows you exactly what controls you have, what you're missing, and a realistic path to certification. No obligation.
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